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Regulatory Engagement

Expert support for regulatory audits, investigations, and navigating sanctions across Kenya.

Service Overview

Built around your compliance outcomes

We support institutions when preparing for regulatory audits, responding to audit queries, facing investigations initiated by law enforcement agencies, and navigating sanctions. Our team has extensive experience engaging with Kenya’s key regulatory and law enforcement bodies to ensure our clients are well-prepared and compliant.

Services Deliver

Preparing for regulatory audits
Undertaking training on policies and procedures
Responding to audit queries
Navigating investigations by law enforcement agencies
Sanctions navigation and compliance
Supporting institutions to comply with the World Bank Group's Integrity Compliance Guidelines
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FAQ

Frequently Asked Questions

Common questions about AML/CFT/CPF Advisoryin Kenya

Preparation includes reviewing and updating AML/CFT policies, ensuring staff training records are current, verifying transaction monitoring effectiveness, and conducting a pre-audit gap assessment.

Regulators review your AML/CFT policies, test transaction monitoring, examine KYC records, interview compliance staff, and assess overall programme effectiveness. We support ensure you're fully prepared.

Yes, we support clients in regulatory engagements including responding to audit findings, attending regulatory meetings, and developing remediation plans to address identified deficiencies.

Seek expert guidance immediately. We support institutions understand the investigation scope, prepare responses, preserve relevant records, and engage constructively with investigating authorities.

We provide ongoing regulatory monitoring and update services, ensuring clients are informed of and prepared for regulatory changes affecting their compliance obligations.